Article L5462-1
The following are authorised to investigate and record breaches of the provisions of Title II of Book II of this Part, and of the regulatory measures taken for the application of these provisions: 1°…
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Showing 1731–1740 of 37538 articles for “Art. L 511-21”
The following are authorised to investigate and record breaches of the provisions of Title II of Book II of this Part, and of the regulatory measures taken for the application of these provisions: 1°…
The decisions of the college of supervisors relating to a supervised person taken pursuant to this section may be communicated to the undertaking which controls it within the meaning of I of Article L…
A decree of the Conseil d'Etat shall determine, subject to the necessary adaptations, the rules applicable to Caisse des dépôts et consignations, adopted pursuant to Article L. 511-36, the first parag…
The following are empowered to investigate and record infringements and breaches of the provisions of Title I of Book II of this Part, as set out in Articles L. 5461-2 to L. 5461-9, as well as the reg…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
Authorised competition, consumer affairs and fraud control officers ensure compliance with articles L. 3322-2, L. 3323-2, L. 3323-4 and L. 3323-6 as well as the regulations issued for their applicatio…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
Failure by the directors of a credit institution or finance company to draw up an inventory for each financial year, prepare annual financial statements and a management report in accordance with the…
The failure of any senior manager of a credit institution, finance company or one of the legal entities or subsidiaries referred to in Articles L. 612-24 and L. 612-26 to respond, after formal notice,…
For its application in Wallis and Futuna, article L. 1142-21 is replaced by the following provisions: Art.L. 1142-21 -When the competent court, seised of a claim for compensation for the harmful conse…
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