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Showing 121–130 of 42588 articles for “Art. L 511-6”
The internal control system referred to in the first paragraph of article L. 511-55 includes the functions or other essential or significant operational tasks entrusted to third parties.
The Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions shall adopt and regularly review the general principles of the remuneration policy and monit…
Where the credit institutions and finance companies referred to in Article L. 511-89 are part of a group subject to supervision by the Autorité de contrôle prudentiel et de résolution on a consolidate…
I. - Where supervision is exercised on the basis of the consolidated financial situation, financial or mixed groups and groups comprising at least one finance company must adopt adequate internal cont…
The Authority shall rule on an application for the authorisation referred to in Article L. 511-10 within a time limit set by decree in the Conseil d'Etat. The applicant shall be notified of any refusa…
The Autorité de contrôle prudentiel et de résolution is responsible for examining the remuneration policies and practices of credit institutions and finance companies with regard to the persons mentio…
The Ordinary General Meeting of credit institutions and finance companies is consulted annually on the total remuneration of all kinds paid during the previous financial year to the persons referred t…
In the cases provided for in Articles L. 511-15 and L. 511-15-1, the funds repayable from the public referred to in Article L. 312-2 and the other repayable funds are repaid by the credit institution…
The persons referred to in article L. 511-71 are prohibited from using individual hedging or insurance strategies with regard to remuneration or liability in order to limit the application of the prov…
Credit institutions and finance companies other than those referred to in Article L. 511-89 may, with the authorisation of the Autorité de contrôle prudentiel et de résolution, entrust the tasks of th…
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