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Showing 5481–5490 of 41631 articles for “Art. L 511-7”
The decisions of the college of supervisors relating to a supervised person taken pursuant to this section may be communicated to the undertaking which controls it within the meaning of I of Article L…
A decree of the Conseil d'Etat shall determine, subject to the necessary adaptations, the rules applicable to Caisse des dépôts et consignations, adopted pursuant to Article L. 511-36, the first parag…
The following are empowered to investigate and record infringements and breaches of the provisions of Title I of Book II of this Part, as set out in Articles L. 5461-2 to L. 5461-9, as well as the reg…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
Authorised competition, consumer affairs and fraud control officers ensure compliance with articles L. 3322-2, L. 3323-2, L. 3323-4 and L. 3323-6 as well as the regulations issued for their applicatio…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
Failure by the directors of a credit institution or finance company to draw up an inventory for each financial year, prepare annual financial statements and a management report in accordance with the…
The failure of any senior manager of a credit institution, finance company or one of the legal entities or subsidiaries referred to in Articles L. 612-24 and L. 612-26 to respond, after formal notice,…
The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspectio…
The Deposit Guarantee and Resolution Fund is a legal entity governed by private law. It is managed by an Executive Board acting under the supervision of a Supervisory Board. Members of the Management…
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