Article L533-4
Where the parent undertaking of an investment service provider other than a portfolio management company is a credit institution, an investment firm, a financial holding company, a mixed financial hol…
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Showing 2761–2770 of 51162 articles for “Art. L 526-22 to L 526-27”
Where the parent undertaking of an investment service provider other than a portfolio management company is a credit institution, an investment firm, a financial holding company, a mixed financial hol…
Investment service providers other than asset management companies shall have sound administrative procedures, internal control mechanisms, effective risk assessment techniques, effective control and…
Investment services providers other than portfolio management companies shall notify the Autorité de contrôle prudentiel et de résolution of significant intra-group transactions in accordance with the…
Where it decides to implement the measures referred to in this subsection in respect of a person referred to in I of Article L. 613-34 of the measures referred to in this sub-section, the resolution b…
I. - Mixed financial holding companies whose coordinator is the Autorité de contrôle prudentiel et de résolution are subject to the provisions of the second paragraph of Article L. 511-13 and to the p…
I.-The provisions of the articles mentioned in the left-hand column of the following table shall apply in New Caledonia, subject to the adaptations provided for in II, in the wording indicated in the…
I.-The provisions of the articles mentioned in the left-hand column of the following table shall apply in French Polynesia, subject to the adaptations provided for in II, in the wording indicated in t…
I.-The provisions of the articles mentioned in the left-hand column of the following table shall apply in the Wallis and Futuna Islands, subject to the adaptations provided for in II, in the wording i…
A General Meeting which decides or authorises a capital increase, either by setting all the terms and conditions itself, or by delegating its power or authority under the conditions provided for in Ar…
Chapter III of Title III of Book III is applicable in the territory of the Wallis and Futuna Islands subject to the following adaptations: 1° In articles L. 1333-8 and L. 1333-30, the reference to Cha…
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