Article L533-12-7
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
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Showing 1–10 of 69341 articles for “Art. L 533-12-7 and L 541-9-1”
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
The articles 388-1,388-2,388-3,388-4 and 390 to 392-1 are applicable before the police court.
Manufacturers of gold, silver and platinum articles are required to make themselves known to the office of guarantee on which they depend and to have their particular hallmark inscribed there, with th…
The word "movable", used alone in the provisions of the law or of man, without any other addition or designation, does not include cash, gems, active debts, books, medals, instruments of science, arts…
If the party who served the judgment is deceased, the action may be served at the domicile of the deceased, on his heirs and representatives, collectively and without designation of names and capaciti…
I. - All information, including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurat…
…package or as a condition of obtaining the agreement or package, the investment service provider shall make clear to the client whether it is possible to purchase the different elements of the offer o…
Investment service providers other than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
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