Article L573-3
Failure by the directors of an investment firm or portfolio management company to draw up an inventory for each financial year and prepare annual accounts and a management report in accordance with th…
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Showing 1861–1870 of 38181 articles for “Art. L 533-15”
Failure by the directors of an investment firm or portfolio management company to draw up an inventory for each financial year and prepare annual accounts and a management report in accordance with th…
The rules of the market shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of members based on objective criteria. Without prejudice to the provisions of Arti…
In order to grant authorisation to an investment firm, the Autorité de contrôle prudentiel et de résolution shall verify that the firm: 1. Has its registered office and effective management in France…
I.-The Autorité des marchés financiers may suspend the marketing or sale of financial instruments, units mentioned in…
The operator of the multilateral trading facility establishes the rules of the facility. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective cri…
Articles L. 125-3, L. 531-1 to L. 531-3-2, L. 533-1 to L. 533-8, L. 535-1 to L. 535-9, L. 536-1 to L. 536-5, L. 536-8 and L. 537-1 of the Environment Code apply to the products mentioned in Article L.…
Financial holding companies and parent undertakings of finance companies are subject to the provisions of the second paragraph of Article L. 511-13, Article L. 511-21 and Articles L. 511-33 to L. 511-…
In granting approval for the programme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditio…
I. - Mixed financial holding companies whose coordinator is the Autorité de contrôle prudentiel et de résolution are subject to the provisions of the second paragraph of Article L. 511-13 and to the p…
The provisions of the first paragraph of Article L. 532-18, the first paragraph of Article L. 532-18-1 and Articles L. 532-19 and L. 532-20 are applicable to management companies established in anothe…
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