Article L385-7-2
Article L. 533-22-1 of the Monetary and Financial Code applies to supplementary occupational pension funds.
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Showing 9901–9910 of 61134 articles for “Art. L 533-18-1”
Article L. 533-22-1 of the Monetary and Financial Code applies to supplementary occupational pension funds.
Directors of an investment firm or portfolio management company who fail to prepare the accounts of the firm or company in consolidated form in accordance with Article L. 533-5 are liable to a fine of…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
Failure by the directors of an investment firm or portfolio management company to publish the annual accounts of the firm or company in accordance with the conditions laid down in Article L. 533-5 is…
I. - Articles L. 5216-4 and L. 5216-4-2 are applicable in French Polynesia subject to the adaptations provided for in II.II. - For the application of Article L. 5216-4:1° The words: "of Chapter III of…
The custodian-account keeper safeguards the rights of account holders to the financial securities held in the account. It may only use these securities for its own account under the conditions set out…
The portfolio management companies referred to in Article L. 532-9, which provide the investment services referred to in Article L. 321-1 or register the units or shares of the undertakings for collec…
Failure by the directors of an investment firm or portfolio management company to draw up an inventory for each financial year and prepare annual accounts and a management report in accordance with th…
I.-Articles L. 232-18-7, L. 232-18-9 to L. 232-20 and L. 232-20-2 are applicable in French Polynesia. II.For the application of I: 1° In article L. 232-18-7: a) The words: "tribunal judiciaire" are re…
The persons referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Auto…
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