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Showing 1481–1490 of 37641 articles for “Art. L 533-18”
Articles L. 125-3, L. 531-1 to L. 531-3-2, L. 533-1 to L. 533-8, L. 535-1 to L. 535-9, L. 536-1 to L. 536-5, L. 536-8 and L. 537-1 of the Environment Code apply to the products mentioned in Article L.…
Financial holding companies and parent undertakings of finance companies are subject to the provisions of the second paragraph of Article L. 511-13, Article L. 511-21 and Articles L. 511-33 to L. 511-…
In granting approval for the programme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditio…
Directors of an investment firm or portfolio management company who fail to prepare the accounts of the firm or company in consolidated form in accordance with Article L. 533-5 are liable to a fine of…
Failure by the directors of an investment firm or portfolio management company to publish the annual accounts of the firm or company in accordance with the conditions laid down in Article L. 533-5 is…
I. - Mixed financial holding companies whose coordinator is the Autorité de contrôle prudentiel et de résolution are subject to the provisions of the second paragraph of Article L. 511-13 and to the p…
The custodian-account keeper safeguards the rights of account holders to the financial securities held in the account. It may only use these securities for its own account under the conditions set out…
Failure by the directors of an investment firm or portfolio management company to draw up an inventory for each financial year and prepare annual accounts and a management report in accordance with th…
Before making an offer relating to financial instruments, digital assets, a service on digital assets, an investment service or a related service, direct marketers shall enquire about the financial si…
Article L. 533-22-1 applies to the Caisse des dépôts et consignations.
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