Article L541-2
Financial investment advisers who are natural persons, as well as natural persons with the power to manage or administer legal persons authorised as financial investment advisers, must meet the age an…
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Showing 1931–1940 of 68469 articles for “Art. L 548-2 and L 548-3”
Financial investment advisers who are natural persons, as well as natural persons with the power to manage or administer legal persons authorised as financial investment advisers, must meet the age an…
For the purposes of Article 27 of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012,…
The directors of a company must refrain from taking any initiative with the financial analysts whose services they pay for which would have the purpose or effect of favouring their own interests, or t…
Each tied agent acts under a mandate given by a single investment services provider. The investment services provider remains fully and unconditionally liable to third parties for acts carried out in…
The key investment information sheet referred to in paragraphs 2 and 3 of Article 23 of Regulation (EU) No 2020/1503 of 7 October 2020 shall be drawn up in French. However, under the conditions and wi…
Only joint stock companies may, in connection with the transactions referred to in article L. 551-1, receive sums corresponding to subscriptions by purchasers or payments of the proceeds of their inve…
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
The following are subject to the obligations set out in sections 2 to 7 of this chapter: 1° Bodies, institutions and services governed by the provisions of Title I of this Book, including branches of…
I. - When registering or renewing their registration, the persons referred to in I of article L. 546-1 are required to provide the body that keeps the register with all the information needed to verif…
I. - The department referred to in Article L. 561-23 shall exchange with the supervisory authorities, professional bodies and national representative bodies referred to in Article L. 561-36 any inform…
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