Article L531-1
Investment services providers are investment firms, portfolio management companies and credit institutions authorised to provide the investment services referred to in Article L. 321-1.The provision o…
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Showing 9131–9140 of 68469 articles for “Art. L 548-2 and L 548-3”
Investment services providers are investment firms, portfolio management companies and credit institutions authorised to provide the investment services referred to in Article L. 321-1.The provision o…
Investment firms are legal entities, other than portfolio management companies and credit institutions, which are authorised to provide the investment services referred to in Article L. 321-1 on a reg…
The removal of an investment firm from the list of authorised investment firms other than a portfolio management company may be ordered as a disciplinary sanction by the Autorité de contrôle prudentie…
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation of an investment firm at the request of the firm. It may also be decided ex officio by the AMF in the following case…
The AMF shall specify the conditions for applying Articles L. 532-10 to L. 532-12. In particular, it shall determine the procedures for publicising decisions to withdraw authorisation or deregister.
Subject to the provisions of article L. 531-2, it is prohibited for any person other than an investment service provider, a third country firm referred to in article L. 532-48 or a person referred to…
Where they carry out other activities pursuant to Article L. 526-3, electronic money institutions shall prepare separate accounting information relating to the activities of issuing and managing elect…
The AMF may withdraw the authorisation of a portfolio management company at the company's request. It may also be decided by the AMF on its own initiative if the company no longer fulfils the conditio…
Any portfolio management company which has decided to dissolve early before the end of this period remains subject, until the end of its liquidation, to the supervision of the Autorité des marchés fin…
…Changes in the ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings in…
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