Article L532-35
If the Autorité des marchés financiers disagrees with the AIFM's designation of a reference Member State other than France, it may refer the matter to the European Securities and Markets Authority.
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Showing 9991–10000 of 67746 articles for “Art. L 581-4 and R 581-22”
If the Autorité des marchés financiers disagrees with the AIFM's designation of a reference Member State other than France, it may refer the matter to the European Securities and Markets Authority.
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation of a branch of a non-EU undertaking at its request. It may also be decided ex officio by the Autorité if the branch…
An AIFM established in a third country wishing to manage European Union AIFs or to market in the European Union the units or shares of AIFs it manages must first obtain authorisation from the Autorité…
When the Autorité des marchés financiers considers that the AIFM may rely on the provisions of Article L. 532-31, it shall notify the European Securities and Markets Authority without delay. The AMF s…
I. - The AIFM's subsequent operations in the European Union have no impact on the designation of France as the reference Member State.However, if the AIFM modifies its marketing strategy within two ye…
I. - The persons who effectively manage the business of the firm within the meaning of Article L. 532-2 .4 and the members of the board of directors, the supervisory board, the management board or any…
Investment firms shall have: 1° Sound governance arrangements including, in particular, a clear organisation ensuring a well-defined, transparent and consistent division of responsibilities, effective…
An investment service provider other than an asset management company who receives an instruction to perform investment or related services on behalf of a client from another investment service provid…
I.-With a view to providing the service referred to in Article L. 321-1.2, investment service providers other than portfolio management companies shall adopt and apply procedures to ensure that client…
I.-In an investment firm, the following persons must at all times be of sufficiently good repute and have the knowledge, skills and experience required to perform their duties: 1° Members of the Board…
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