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Showing 3191–3200 of 65200 articles for “Art. L 631-7 and L 631-9”
Subject toArticle L. 225-106 of the Commercial Code, the registered intermediary referred to in Article L. 211-4 (3) may, under a general securities management mandate, transmit a shareholder's vote o…
For the purposes of sub-paragraphs 2 and 3, where a general-purpose investment fund is made up of several sub-funds, each sub-fund is considered to be a separate general-purpose investment fund.
Any breach of the provisions of articles D. 214-80 to D. 214-80-8 is subject to the penalties provided for in the sixth paragraph of article 1763 C of the General Tax Code.
When a company carries out capital increases or sales of securities reserved for its employees, through the intermediary of the mutual fund covered by this paragraph, the subscription form is signed b…
When loans are granted by a specialised professional fund, the recovery of debts relating to these loans may be ensured either by the management company itself or by an entity designated for this purp…
The competent administrative authority referred to in article R. 221-98 is the Minister for the Economy.
The AMF shall be informed in advance of any proposed changes to the factors taken into account when examining an application for authorisation from a digital asset service provider. It shall inform th…
The procedures for applying this section with regard to the nature and scope of internal procedures, the rules for organising internal control and the content of the reports on internal control provid…
In exceptional cases, the Autorité de contrôle prudentiel et de résolution shall organise, on its own initiative or at the reasoned request of any competent authority responsible for the supervision o…
Acts performed by the challenged member before he became aware of the request for challenge may not be challenged.
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