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Showing 991–1000 of 62257 articles for “Art. L. 111-10-4 et R. 111-45”
…nd's cash flows are properly monitored.II. - The custodian entrusted with the safekeeping of the assets of a UCITS:1° Ensures, under the conditions laid down in the general regulations of the Autorité…
…custodian may not delegate to third parties the functions conferred upon it by I and III of article L. 214-10-5. The custodian may delegate to third parties the asset safekeeping functions referred to…
…stody has been delegated, of financial instruments held in custody in accordance with II of article L. 214-24-8.In the event of the loss of financial instruments held in safekeeping, the custodian sha…
The Articles of Association of the société de libre partenariat shall determine the duration of the accounting periods, which may not exceed twelve months. However, the first financial year may extend…
The provisions of article L. 214-24-28 shall apply to AIFs covered by this paragraph.
With the exception of transactions carried out within a group, within the meaning of Article L. 233-3 of the Commercial Code, any acquisition, extension or disposal of a direct or indirect holding, wi…
…e to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the investment services…
…s and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third parties that enables them to moni…
…ithmic trading" means trading in financial instruments in which a computer algorithm automatically determines the parameters of orders, such as whether or when they should be issued, the price or quan…
Investment services providers other than portfolio management companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, i…
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