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Showing 4311–4320 of 68896 articles for “Art. L. 123-1 and L. 123-9”
…nce or his representative, Chairman ;2° The Director General of the Treasury or his representative; and3° The Chairman of the Autorité des marchés financiers or his representative;4° The Deputy Govern…
…olution or who may be subject to its supervision draws up a code of conduct in respect of marketing and customer protection intended to specify the rules applicable to its members, the Autorité shall…
…he Economy may, after obtaining the opinion of the Consultative Committee for Financial Legislation and Regulation and at the request of one or more representative organisations of financial sector pr…
I. - The persons referred to in 1°, a of 2°, 4°, 9° and 10° of A of I of Article L. 612-2 shall notify the Autorité de contrôle prudentiel et de résolution of the appointment and reappointment of the…
…concerning in particular: 1° The amount of capital of electronic money institutions ; 2° The terms and conditions according to which a change in the conditions of the authorisation granted to an elec…
…nts of payment service providers, in particular concerning :1° Requirements relating to good repute and aptitude ;2° The registration procedures provided for in Article L. 523-1.
…ection with regard to the marketing of structured deposits; 2° the rules provided for in Sections 2 and 3 of Chapter III of Title I of Book V relating to the issuance, respectively, of obligations fon…
…here the activity of a person subject to its supervision is likely to undermine financial stability and in the emergency situations provided for in Regulation (EU) No 1093/2010 of the European Parliam…
I. - When it considers that the measures that may be taken pursuant to II of Article L. 612-33 are not sufficient to remedy the situation of a credit institution, an investment firm referred to in 2°…
I. - Subject to the provisions of Article L. 517-12, the Autorité de contrôle prudentiel et de résolution shall exercise supervision on a consolidated basis of a group within the meaning of Articles L…
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