Article L532-18-2
The provisions of Articles L. 533-1, L. 533-6, L. 533-9, L. 533-11 to L. 533-20, the first paragraph of Article L. 533-23, 2° and 4° of Article L. 533-24, 1° and 2° of Article L. 533-24-1, Articles L.…
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Showing 1561–1570 of 62240 articles for “Art. L. 124-1 et seq.”
The provisions of Articles L. 533-1, L. 533-6, L. 533-9, L. 533-11 to L. 533-20, the first paragraph of Article L. 533-23, 2° and 4° of Article L. 533-24, 1° and 2° of Article L. 533-24-1, Articles L.…
…the authorisation granted to the portfolio management company is subject.A decree of the Conseil d'Etat shall determine the criteria to be used by the Autorité des marchés financiers to assess the tr…
…o the Autorité des marchés financiers in accordance with rules laid down by decree in the Conseil d'Etat.Unless the Autorité des marchés financiers has reason to doubt the adequacy of the administrati…
The provisions of the first paragraph of Article L. 532-18, the first paragraph of Article L. 532-18-1 and Articles L. 532-19 and L. 532-20 are applicable to management companies established in anothe…
…s in the home Member State of the AIF from which documents may be obtained;c) The name and contact details of the persons responsible for managing the branch.II. - Within one month of receiving the co…
…e to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the investment services…
Class 1 bis investment firms are subject to the provisions of articles L. 511-41 to L. 511-50-1, with the exception of I of article L. 511-45, and are not subject to the provisions of article L. 533-4…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
…and any significant impact on own funds; 2° The significant causes and effects of risks to the market and any significant impact on own funds; 3° The significant causes and effects of risks to the in…
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