Article L621-15-2
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
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Showing 1681–1690 of 62240 articles for “Art. L. 124-1 et seq.”
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
…y is a non-financial counterparty or a person or entity mentioned in 7° and 7° bis of II of Article L. 621-9. The Autorité des marchés financiers is also competent to supervise the provisions of Artic…
…al or legal persons offering online investment services that are not authorised pursuant to Article L. 532-1, that are not among the persons mentioned in Article L. 531-2 and that do not fall within t…
…licy and carries out the following tasks:1° It ensures cooperation and the exchange of information between the institutions that its members represent, as well as between these institutions and itself…
For the purposes of investigating market abuse as defined by Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and re…
…he AMF forwards certain facts or information to the Financial Public Prosecutor pursuant to Article L. 621-20-1, certain facts or information to the Financial Public Prosecutor, the report or notifica…
I.-The Autorité des marchés financiers may suspend the marketing or sale of financial instruments, units mentioned in…
The Chairman or Secretary General of the Autorité des marchés financiers may order the suspension or dismissal of a person referred to in Article L. 421-7, if that person no longer fulfils the conditi…
The Autorité des marchés financiers shall cooperate with the competent bodies for the supervision, management and regulation of the physical agricultural markets, designated under the conditions laid…
…onsible, it shall immediately inform the Autorité des marchés financiers and, if necessary, the competent authorities of the European Union AIF or of a State party to the Agreement on the European Eco…
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