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Showing 8711–8720 of 61029 articles for “Art. L. 145-1”
Investment services providers other than portfolio management companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, i…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
Variable remuneration shall not be paid by means of financial instruments or methods that facilitate non-compliance with the provisions of Titles I and III of Book V of this Code or with Regulation (E…
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
Where a professional association representing the interests of one or more categories of persons falling within the remit of the Autorité de contrôle prudentiel et de résolution or who may be subject…
Where the activity of a person subject to its supervision is likely to undermine financial stability and in the emergency situations provided for in Regulation (EU) No 1093/2010 of the European Parlia…
In companies employing fewer than fifty employees, trade unions which are not representative in the company and which form a trade union section may appoint, for the duration of their mandate, a membe…
Every year, the employer informs the employees, by any means, of the availability of the addresses of the representative employee trade union organisations in the branch to which the company belongs o…
The convention or agreement defines the conditions for monitoring and includes rendez-vous clauses. The absence or disregard of the conditions or clauses mentioned in the first paragraph shall not ren…
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