Article R533-18-3
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
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Showing 9921–9930 of 51776 articles for “Art. L. 145-3”
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
I.-On receipt of a complete application, the Autorité des marchés financiers will examine it and forward it within five working days to the Autorité de contrôle prudentiel et de résolution for its opi…
Where the persons referred to in the first paragraph of Article R. 561-38-2 use an external service provider pursuant to Article R. 561-38-2, they shall ensure that their internal control system also…
In the event of disagreement on the joint decision, duly notified, the Autorité de contrôle prudentiel et de résolution shall consult the European Banking Authority, either on its own initiative or at…
If the challenged member agrees to the challenge, he/she is replaced as described in article R. 621-39-1.The person making the request is notified by any means of the date on which it will be examined…
…cretariat will send a copy of the request for recusal to the member who is the subject of the recusal.
As soon as he has been notified of the request, the challenged member shall abstain until the request has been decided.
The statement of objections, which includes a proposal to initiate the administrative composition procedure, is sent to the accused party in accordance with the conditions set out in the first paragra…
Within eight days of this communication, the challenged member shall make known in writing either his agreement to the challenge or the reasons why he opposes it.
Acts performed by the challenged member before he became aware of the request for challenge may not be challenged.
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