French Monetary and Financial CodeIn force
Subsection 1: Directors
Article L533-28
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
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Showing 2671–2680 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
…g investment and investment-related services to clients, investment service providers other than asset management companies shall act honestly, fairly and professionally, in the best interests of thei…
…possible result for their clients having regard to price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other considerations relating to the execution of the or…
I.-In order to provide the services mentioned in 4 or 5 of Article L. 321-1, investment service providers other than portfolio management companies shall obtain the necessary information concerning th…
…shall keep a record, including the document or documents approved by themselves and their clients, setting out the rights and obligations of the parties and the other conditions under which the former…
…al instrument and for significant adaptations of existing financial instruments before they are marketed or distributed to clients. This validation process determines a defined target market of end cl…
…ders shall act honestly, fairly and professionally, in a way that promotes the integrity of the market.
…Agreement on the European Economic Area or in a State where the agreements provided for in article L. 632-16 are applicable are required, notwithstanding any provisions to the contrary, to forward to…
…including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurate, clear and not misl…
…he necessary human and financial resources to the training of the persons mentioned in I of Article L. 533-26.
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