Article L532-18-1
…rson authorised to provide investment services may, without prejudice to the provisions of Articles L. 511-21 to L. 511-28, establish branches to provide investment and related services in mainland Fr…
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Showing 5281–5290 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
…rson authorised to provide investment services may, without prejudice to the provisions of Articles L. 511-21 to L. 511-28, establish branches to provide investment and related services in mainland Fr…
The provisions of the first paragraph of Article L. 532-18, the first paragraph of Article L. 532-18-1 and Articles L. 532-19 and L. 532-20 are applicable to management companies established in anothe…
I.-The provisions of the first paragraph of article L. 532-18 and of the first paragraph of article L. 532-18-1 as well as the provisions of Section 2 of Chapter IV of Title I of Book II are applicabl…
…s in the home Member State of the AIF from which documents may be obtained;c) The name and contact details of the persons responsible for managing the branch.II. - Within one month of receiving the co…
The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to comply with a specific liquidity requirement where, on the basis of the controls and examinatio…
…e to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the investment services…
When executing client orders, investment services providers other than portfolio management companies shall establish and publish once a year, for each category of financial instrument, a ranking of t…
Investment firms providing the investment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management c…
Class 1 bis investment firms are subject to the provisions of articles L. 511-41 to L. 511-50-1, with the exception of I of article L. 511-45, and are not subject to the provisions of article L. 533-4…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
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