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Showing 5351–5360 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
…otal remuneration is deferred for a period of three to five years. The duration of the deferral is set taking into account the length of the investment firm's business cycle, the nature of its busines…
Before carrying on business, providers of the services referred to in 1° to 4° of Article L. 54-10-2 established in France or providing such services in France, shall be registered by the Autorité des…
…the Autorité des marchés financiers may not provide the services referred to in 1° to 4° of Article L. 54-10-2. Any person who is not registered as a provider of the services referred to in 1° and 4°…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
I.-In order to provide one or more of the services referred to in Article L. 54-10-2 on a regular professional basis, service providers established in France may apply for authorisation from the Autor…
Payments linked to the early termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensati…
The persons referred to in Article L. 561-2 shall apply the due diligence measures intended to implement their obligations under this chapter on the basis of an assessment of the risks presented by th…
Before entering into a business relationship, the persons referred to in Article L. 561-2 shall collect information relating to the purpose and nature of the relationship and any other relevant inform…
I.-When a person mentioned in 1° to 1°c or 5° to 6°a of Article L. 561-2 has a cross-border correspondent relationship with a financial institution located in a country that is not a member of the Eur…
…e applicable, the beneficial owner of the beneficiary of the contract referred to in III of Article L. 561-5. A business relationship is established when a person referred to in Article L. 561-2 enter…
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