Article L621-14-1
…spection report drawn up by the AMF reveals breaches by a person referred to in 9° of II of Article L. 621-9, in II of Article L. 621-15, except in the case of breaches referred to in f of II of the s…
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Showing 5551–5560 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
…spection report drawn up by the AMF reveals breaches by a person referred to in 9° of II of Article L. 621-9, in II of Article L. 621-15, except in the case of breaches referred to in f of II of the s…
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
…y is a non-financial counterparty or a person or entity mentioned in 7° and 7° bis of II of Article L. 621-9. The Autorité des marchés financiers is also competent to supervise the provisions of Artic…
The Autorité des marchés financiers is the competent authority within the meaning of Article 29(4) and (5) of Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 201…
…al or legal persons offering online investment services that are not authorised pursuant to Article L. 532-1, that are not among the persons mentioned in Article L. 531-2 and that do not fall within t…
The Autorité des marchés financiers is the competent authority within the meaning of Article 40 of Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices use…
…licy and carries out the following tasks:1° It ensures cooperation and the exchange of information between the institutions that its members represent, as well as between these institutions and itself…
For the purposes of investigating market abuse as defined by Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and re…
…des marchés financiers may appoint a provisional administrator for a person referred to in Article L. 543-1, to whom all powers of administration, management and representation of the legal entity sh…
…he AMF forwards certain facts or information to the Financial Public Prosecutor pursuant to Article L. 621-20-1, certain facts or information to the Financial Public Prosecutor, the report or notifica…
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