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Showing 551–560 of 66952 articles for “Art. L. 210-6 and C. civ. Art. 1844-3”
Subject to the provisions of Articles L. 322-7 to L. 322-10, the Deposit Guarantee and Resolution Fund manages the investor guarantee mechanism instituted by Article L. 322-5. Articles L. 312-5, L. 31…
The provisions of this chapter apply without prejudice to additional prior information requirements laid down in other legislation.
It is punishable by six months' imprisonment and a fine of 9,000 euros for any person to fail to comply with the obligations imposed by articles L. 342-1 to L. 342-3 in respect of transactions in prec…
…a trading venue shall ensure that its pricing structures, including execution fees, ancillary fees and any rebates, are transparent, fair and non-discriminatory and do not create incentives to submit…
For the purposes of this section, "small and medium-sized enterprises" means companies whose average market capitalisation has been less than an amount set by decree on the basis of end-of-calendar-ye…
…r meets the conditions on which recognition was granted; 4° If the market undertaking has seriously and repeatedly infringed the provisions applicable to it.
…er than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on the organised trading system on an independent basis.For the purposes of this article, a…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
…ithout prejudice to the specific provisions applicable to them, the prohibitions defined in Article L. 511-5 do not apply to the institutions and services listed in Article L. 518-1, nor to undertakin…
Credit institutions and finance companies shall set up a risk management function that is independent of operational functions and has adequate resources to enable it to carry out its mission.Credit i…
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