Article L532-14
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
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Showing 351–360 of 64157 articles for “Art. L. 223-17 and L. 221-14”
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
…anagement companies shall keep a record, including the document or documents approved by themselves and their clients, setting out the rights and obligations of the parties and the other conditions un…
The persons mentioned in 1° to 7° bis of Article L. 561-2 do not keep anonymous accounts or savings books.
I. - When a credit institution is designated in application of article L. 312-1 to open an account for a person subject to a measure freezing funds and economic resources, it shall seek prior authoris…
…onditions set out in article 121-2 of the French Criminal Code, for the offences defined in article L. 573-12 shall incur, in addition to the fine set out in article 131-38 of the French Criminal Code…
Natural persons guilty of the offence referred to in article L. 572-13 shall also be liable to the following additional penalties:1° A ban on civic, civil and family rights, in accordance with the pro…
…ixed financial holding company to prepare accounts in consolidated form, in accordance with article L. 517-5 or L. 517-9, is punishable by a fine of 15,000 euros.
…missions.At least one commission shall be set up to give an opinion on the lists, models, frequency and deadlines for transmitting the documents and periodic information that must be submitted to the…
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
Controls carried out pursuant to Articles L. 632-12 and L. 632-13 by representatives of a foreign supervisory authority entrusted with a mission similar to that entrusted in France to the Autorité de…
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