Article L531-11
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
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Showing 3441–3450 of 63858 articles for “Art. L. 223-19 and L. 223-31”
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…is not required for the sole purpose of providing one or more of the services mentioned in article L. 321-2.Before authorisation is granted, investment services providers other than portfolio managem…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
In this Title, "financial instrument" means financial instruments within the meaning of Article L. 211-1 and the units referred to in Article…
…are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the European Parliament and of the Council o…
…e Minister responsible for the economy shall specify the conditions for the application of articles L. 532-6 and L. 532-7. In particular, it shall set the terms and conditions under which :a) Decision…
…the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditions under which the investment service provider other…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
I. - Any member of a board of directors or, as the case may be, of a supervisory board and any person who in any capacity participates in the direction or management of an investment firm or portfolio…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
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