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Showing 3281–3290 of 65217 articles for “Art. L. 223-7 and L. 223-9”
The registration referred to in 3 of article L. 211-4 may be made in the form of a collective account or in several individual accounts, each corresponding to an owner.
The declaration referred to in article L. 211-4 is made to the undertaking for collective investment, to an intermediary referred to in article L. 211-3 or to a central depository when the registered…
…ry is required, within ten business days of the request for identification made pursuant to article L. 211-5 and referred to inarticle L. 228-3 of the Commercial Code, to disclose the identity of the…
Subject toArticle L. 225-106 of the Commercial Code, the registered intermediary referred to in Article L. 211-4 (3) may, under a general securities management mandate, transmit a shareholder's vote o…
For the purposes of sub-paragraphs 2 and 3, where a general-purpose investment fund is made up of several sub-funds, each sub-fund is considered to be a separate general-purpose investment fund.
Any breach of the provisions of articles D. 214-80 to D. 214-80-8 is subject to the penalties provided for in the sixth paragraph of article 1763 C of the General Tax Code.
…The fund's portfolio management company informs each unitholder of the number of shares subscribed and sends them a registered statement showing the date on which the shares can be sold.
…esignated for this purpose, under conditions defined by an agreement between the management company and this entity.
The competent administrative authority referred to in article R. 221-98 is the Minister for the Economy.
…Autorité des marchés financiers. The AMF may ask the digital asset service provider to use assessed and certified products or to have a security audit carried out under the same conditions as those pr…
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