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Showing 1691–1700 of 63585 articles for “Art. L. 2312-42 and L. 2312-49”
I. - The persons mentioned in article L. 341-3 may appoint natural persons to carry out banking or financial canvassing on their behalf. The establishments and undertakings or institutions mentioned i…
…to legal entities; 2° Products not authorised for marketing on French territory pursuant to article L. 151-2 ; 3° Products covered by Article L. 214-42 as it read prior toOrder 2011-915 of 1 August 20…
…for the marketing of digital assets, services on digital assets or financial products, instruments and services, must hold a canvassing card issued by the person on whose behalf they are acting, in a…
…canvass, subject to the procedures for exercising the right of withdrawal set out in II of article L. 341-16 . The first paragraph of this article does not apply to the persons mentioned in 7° and 8°…
…ect marketers shall enquire about the financial situation of the person canvassed, their experience and their investment or financing objectives. These provisions do not apply in the case of mailings…
I. - The operator of a trading venue shall put in place effective systems, procedures and mechanisms to ensure that its trading systems are resilient, have sufficient capacity to handle high volumes o…
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
…e measures planned by the market undertaking to comply with the obligations set out in paragraphs 2 and 4 of I and II of Article L. 421-11. The Autorité des marchés financiers shall propose, in the sa…
…nts may be traded on its facility. When a financial instrument mentioned in 1 or 2 of II of Article L. 211-1, admitted to trading on a regulated market, is also traded on a multilateral trading facili…
…is a form of trading in which a person, the facilitator, acts as an intermediary between the buyer and the seller involved in the trade, so that there is no exposure to market risk throughout the exe…
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