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Showing 2601–2610 of 63585 articles for “Art. L. 2312-42 and L. 2312-49”
I.-Notwithstanding any provision or stipulation to the contrary, contributions within the meaning ofArticle 1843-3 of the French Civil Code and Book II of the French Commercial Code and capital increa…
Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers.Statutory auditors ar…
…concerning the application by the company of its professional obligations as defined by legislative and regulatory provisions.
…dividual decisions of the Autorité des marchés financiers, other than those relating to the persons and entities referred to in II of Article L. 621-9, including the penalties imposed on them, shall b…
The association mentioned in 1° of article L. 621-31 is formed by the persons listed in the same 1°, in accordance with the law of 1st July 1901 relating to the contract of association. Only persons i…
For the purposes of investigating offences defined in Articles L. 465-1 to L. 465-3-3 and acts that may be classified as property offences and sanctioned by the Enforcement Committee of the Autorité d…
…des Marchés Financiers, as well as any assets held by an AIF. It shall rule by order upon request, and any interested party shall be required to refer the matter to it. It may, under the same conditi…
…d or administer financial instruments of which they have become aware in the course of their duties and which may constitute a breach of the provisions of the AMF General Regulation relating to the ru…
The association referred to in Article L. 621-32 either takes action on its own initiative or is informed by the Autorité des marchés financiers of facts likely to constitute a breach by a member of t…
…their legal representative, depending on the seriousness of the breach: 1° A warning ; 2° a reprimand 3° Compulsory insertion of a notice or press release in the publication concerned; 4° Broadcast…
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