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Showing 4031–4040 of 40072 articles for “Art. L. 2312-8”
…tor their implementation. In the case of a branch of a credit institution mentioned in I of Article L. 511-10, the persons mentioned in the second paragraph of Article L. 511-13 shall transmit to the…
Credit institutions or finance companies may apply a discount rate to no more than one quarter of the total variable remuneration provided that the payment is made in the form of deferred instruments…
The head of the risk management function may not be removed from office without the prior approval of the Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory…
…fective risk management and, where applicable, a preventive recovery plan as referred to in Article L. 613-35. The staff performing control functions are independent of the business units they control…
…shall determine the guidelines and monitor the implementation by the persons referred to in Article L. 511-13 of supervisory arrangements to ensure the efficient and prudent management of the institut…
…oard or any other body exercising equivalent functions, as well as the persons mentioned in Article L. 511-13; 2° Members of staff who are responsible for managing the control functions of the institu…
The Fédération nationale des caisses d'épargne et de prévoyance is constituted in accordance with the provisions of the law of 1 July 1901 relating to the contract of association. It brings together a…
Investment firms shall have: 1° Sound governance arrangements including, in particular, a clear organisation ensuring a well-defined, transparent and consistent division of responsibilities, effective…
…of investment firms applies to categories of staff, in particular the persons mentioned in Article L. 533-25, risk-takers and any employee receiving total remuneration at least equal to the lowest re…
…visory functions with regard to the selection and appointment of the persons referred to in Article L. 511-13, the Deputy Chief Executive Officers and the Head of the Risk Management Function, and mak…
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