Article L573-15
…ply if any person engages in the activity of intermediary in equity financing in breach of Articles L. 548-1 to L. 548-4.
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Showing 2631–2640 of 50918 articles for “Art. L. 2315-28 to L. 2315-32”
…ply if any person engages in the activity of intermediary in equity financing in breach of Articles L. 548-1 to L. 548-4.
…conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 573-1 to L. 573-6 shall incur, in addition to the fine set out in article 131-38 of the French Pe…
When personal data is processed for the sole purpose of applying articles L. 561-5 to L. 561-23 by a person mentioned in article L. 561-2, the right of access is exercised with the Commission national…
…is an offence punishable by three years' imprisonment and a fine of €375,000 for any natural person to provide investment services to third parties as a regular occupation without having been authoris…
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Criminal Code, for the offences defined in article L. 573-15 shall incur, in addition to the f…
…l Code: 1° Any person carrying on the business of financial investment advice as defined in article L. 541-1 without meeting the conditions laid down in articles L. 541-2 to L. 541-5 ; 2° Repealed. 3°…
Any natural person who fails to comply with one of the prohibitions set out in article L. 531-11 is liable to three years' imprisonment and a fine of 375,000 euros. The court may also order the postin…
Failure by the directors of an investment firm or portfolio management company to publish the annual accounts of the firm or company in accordance with the conditions laid down in Article L. 533-5 is…
Directors of an investment firm or portfolio management company who fail to prepare the accounts of the firm or company in consolidated form in accordance with Article L. 533-5 are liable to a fine of…
The employer shall make available to the labour inspection officer referred to in Article L. 8112-1 the documents required to record the working time completed by each employee. The nature of the docu…
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