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Showing 2191–2200 of 50210 articles for “Art. L. 2315-82 to L. 2315-96”
…stment services providers other than portfolio management companies shall take all reasonable steps to obtain, when executing orders, the best possible result for their clients having regard to price,…
I.-In order to provide the services mentioned in 4 or 5 of Article L. 321-1, investment service providers other than portfolio management companies shall obtain the necessary information concerning th…
…hts and obligations of the parties and the other conditions under which the former provide services to the latter.For the purposes of the first paragraph, the rights and obligations of the parties to…
…communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurate, clear and not misleading. Promotional co…
Investment services providers other than portfolio management companies authorised to provide the services mentioned in 1, 2 or 3 of Article L. 321-1 may initiate or conclude transactions with eligibl…
The Minister of Finance and the Minister of the Interior may decide to prohibit, for a renewable period of six months, any movement or transfer of funds to or from accounts identified as being held by…
The prohibition measures taken pursuant to this chapter apply to any person who is a co-owner of the funds and to any person who holds a joint account where the other account holder is an owner, bare…
…ons under which the bodies, institutions and services governed by Title I of this Book are required to apply the measures prohibiting the movement or transfer of funds taken pursuant to this chapter.
…es governed by Title I of this Book, their managers or agents, of the prohibition measures referred to in Article L. 565-2. No professional sanction may be imposed on these bodies, institutions or ser…
…governed by Title I of this Book which hold or receive funds repayable from the public are required to apply the prohibition measures taken pursuant to this Chapter.
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