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Showing 4901–4910 of 69687 articles for “Art. L. 237-1 and R. 237-1”
…r in which the beneficiaries acquire financial securities or shares for a total amount per investor and per separate offer in excess of a certain amount; 3° A public offer where the nominal value of e…
I. - A. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who carries out a transaction, places an order or behaves in such a way as to give, or be likely to give, m…
…competent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it estab…
The obligations set out in Article L. 451-1-2 do not apply to the following issuers: 1° The States party to the Agreement on the European Economic Area and their local authorities; 2° The European Cen…
…ch issuers whose equity securities or debt securities with a nominal value of less than 1,000 euros and which are not money market instruments, within the meaning of Directive 2004/39/EC of the Europe…
The Legal and Administrative Information Directorate is responsible for the centralised storage of regulated information, as provided for in Article 21 of Directive 2004/109/EC of the European Parliam…
…tered office is located outside France, which are not subject to the obligations defined in Article L. 451-1-2, and whose securities referred to in I and II of that Article are admitted to trading onl…
The information referred to in I of Article L. 233-7 of the Commercial Code is also provided when the issuer's registered office is outside the European Economic Area and falls within the cases referr…
…s end, the Autorité de contrôle prudentiel et de résolution consults the European Banking Authority and the relevant competent authorities of the other Member States of the European Union or the other…
…blishment of branches in States that are not parties to the Agreement on the European Economic Area and the acquisition of all or part of a significant line of business by a credit institution referre…
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