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Showing 931–940 of 69687 articles for “Art. L. 237-1 and R. 237-1”
The rules of the market shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of members based on objective criteria. Without prejudice to the provisions of Arti…
The public may not be solicited, in any form whatsoever and by any means whatsoever, directly or indirectly, for transactions on a foreign market for financial securities other than a regulated market…
Breaches of the provisions of Regulation (EU) No 2015/751 of the European Parliament and of the Council of 29 April 2015 on interchange fees for card-related payment transactions, detected pursuant to…
Failure to comply with Article 5(d)(3) and (8) and Articles 8 and 9 of Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and commercial…
…2° to obtain information from such persons, including any relevant documents concerning the size and purpose of a position or exposure taken by them, the beneficial owners or underlying beneficiari…
…of persons mentioned in IV for the different commodity derivatives, the units mentioned in Article L. 229-7 of the Environmental Code or the financial contracts whose underlying assets are the latter…
…executed on it.These periodic reports shall include detailed information on the price, costs, speed and likelihood of execution for the various financial instruments.The obligations mentioned in this…
The operator of a trading platform shall notify the AMF of the list of Member States of the European Union or parties to the Agreement on the European Economic Area in which it intends to provide mean…
Without prejudice to Titles III, IV or V of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories a…
…acility is a multilateral system that brings together, at the manager's discretion, multiple buying and selling interests expressed by third parties in order to conclude transactions in :1° Financial…
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