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Showing 341–350 of 63703 articles for “Art. L. 237-29 and L. 237-31”
…equivalent supervisory functions on matters concerning the investment firm's overall risk strategy and overall risk appetite, both current and future. It assists the board of directors, the superviso…
…d of directors, the supervisory board or any other body exercising equivalent supervisory functions and, where applicable, the risk committee shall be provided with full information on the situation o…
…hall set up a compensation committee. Branches of third-country undertakings referred to in Article L. 532-48 that are large in relation to their size are required to provide evidence of the existence…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…ied requests submitted on a case-by-case basis by Europol within the limits of its responsibilities and for the accomplishment of its missions, the department referred to in Article L. 561-23 may tran…
Information transmitted pursuant to Articles L. 561-28 and L. 561-31, with the exception of that mentioned in the first paragraph of Article L. 561-31, is confidential. Recipients of such information…
The opening of compulsory liquidation proceedings against a credit institution, investment firm or finance company entails, depending on the case, the filing of an application for withdrawal of author…
Where a credit institution, an investment firm or a person referred to in 3° to 6° of I of Article L. 613-34 disposes of for valuable consideration by means of a transaction entered into after the ado…
By way of derogation from the provisions of Article L. 613-31-3, the effects of a reorganisation measure or winding-up proceedings defined in Article L. 613-31-2 on the contracts, rights and authoriti…
…intended to preserve or restore the financial situation of a credit institution or investment firm and which affect the pre-existing rights of third parties.Where such measures are taken in France an…
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