Article L612-29-1
…f one or more categories of persons falling within the remit of the Autorité de contrôle prudentiel et de résolution or who may be subject to its supervision draws up a code of conduct in respect of m…
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Showing 1501–1510 of 62242 articles for “Art. L. 416-1 et seq.”
…f one or more categories of persons falling within the remit of the Autorité de contrôle prudentiel et de résolution or who may be subject to its supervision draws up a code of conduct in respect of m…
…rawn up by the Minister, approve by decree the codes of conduct that they have drawn up for the marketing of financial instruments referred to in Article L. 211-1, banking transactions mentioned in ar…
I. - The persons referred to in 1°, a of 2°, 4°, 9° and 10° of A of I of Article L. 612-2 shall notify the Autorité de contrôle prudentiel et de résolution of the appointment and reappointment of the…
…nic money institution must be subject to prior authorisation by the Autorité de contrôle prudentiel et de résolution, a declaration or a notification, depending on the case; 3° The conditions for tran…
…ements relating to good repute and aptitude ;2° The registration procedures provided for in Article L. 523-1.
I.-Police measures ordered by the Autorité de contrôle prudentiel et de résolution shall be published in the official register of the authority when they concern breaches of: 1° the rules intended to…
…on No 716/2009/EC and repealing Commission Decision 2009/78/EC, the Autorité de contrôle prudentiel et de résolution may decide to limit or suspend the exercise of certain operations by that person.
I. - When it considers that the measures that may be taken pursuant to II of Article L. 612-33 are not sufficient to remedy the situation of a credit institution, an investment firm referred to in 2°…
I. - Subject to the provisions of Article L. 517-12, the Autorité de contrôle prudentiel et de résolution shall exercise supervision on a consolidated basis of a group within the meaning of Articles L…
The Autorité de contrôle prudentiel et de résolution shall cooperate closely with the other competent authorities within the meaning of point 40 of paragraph 1 of Article 4 of Regulation (EU) No 575/2…
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