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Showing 7941–7950 of 61039 articles for “Art. L. 511-1”
Contracts with unit-linked guarantees as referred to in the second paragraph of article L. 131-1 must refer to at least one unit of account made up of transferable securities, collective investment un…
…re of medicinal products for veterinary use, the pharmaceutical establishments mentioned in article L. 5142-1, veterinarians, dispensing pharmacies and persons authorised to prepare self-vaccines for…
…r purchase shares may only be granted to the persons referred to in the fourth paragraph of Article L. 225-185 unless the company meets at least one of the following conditions in respect of the finan…
…electronic means, at least once a year, to the group referred to in the first paragraph of Article L. 161-17-1 of the Social Security Code the information required to implement the provisions of Arti…
…s work with health centres and health centres to implement the pathway referred to in 7° of article L. 6323-1-1 and in the last paragraph of article L. 6323-3. To this end, they may refer the child's…
A de facto or de jure manager of an undertaking for collective investment in real estate or a professional undertaking for collective investment in real estate is liable to two years' imprisonment and…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
…r other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficient range of financial instruments…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
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