Article R561-19
The products and transactions referred to in 2° of Article L. 561-10 are bearer bonds, securities and contracts and transactions relating to these products. When a bond, security or contract referred…
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Showing 151–160 of 36588 articles for “Art. L. 561-46”
The products and transactions referred to in 2° of Article L. 561-10 are bearer bonds, securities and contracts and transactions relating to these products. When a bond, security or contract referred…
…oned in the first paragraph of Article R. 561-38-4 belong to a group, within the meaning of Article L. 561-33, their board of directors, supervisory board or any other body exercising supervisory func…
I. - When a case is referred to the National Enforcement Committee pursuant to Article L. 561-38 on the basis of an inspection report drawn up in accordance with Articles R. 561-39 and R. 561-40, the…
For the application of Article L. 561-5-1, the persons mentioned in Article L. 561-2 shall: 1° Before entering into a business relationship, collect and analyse the information necessary to understand…
I.-The persons mentioned in 1° quater of Article L. 561-2 shall appoint a permanent representative when one of the following conditions is met: 1° They have recourse on national territory to a number…
The threshold mentioned in the second paragraph of Article L. 561-13 is set at 2,000 euros per session. The threshold referred to in the third paragraph of Article L. 561-13 is set at €2,000 per sessi…
The persons referred to in Article L. 561-2 shall ensure that the persons involved in implementing the obligations laid down in this chapter have the appropriate experience, qualifications and hierarc…
…ons mentioned in Article R. 561-31-2 shall be sent by the persons mentioned in 1° to 1°c of Article L. 561-2 no later than thirty days following the month in which the threshold set in Article R. 561-…
For the application of 2° of I of Article L. 561-5, and by way of derogation from Article R. 561-5-2, when the measures provided for in 1° to 3° of Article R. 561-5-1 cannot be implemented: 1° The per…
…eir professional practice, for responding to any request from the department referred to in Article L. 561-23 and for receiving acknowledgements of receipt of declarations made by the body pursuant to…
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