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Showing 5831–5840 of 63585 articles for “Art. L. 631-7 et L. 631-7-1”
Without prejudice to the special rules applicable to the marketing of certain products, the following may not be marketed: 1° Products for which the maximum risk is not known at the time of subscripti…
All direct marketers are prohibited from receiving cash, negotiable instruments, digital assets, bearer securities or cheques or any payment by any other means from the persons they canvass, subject t…
Before making an offer relating to financial instruments, digital assets, a service on digital assets, an investment service or a related service, direct marketers shall enquire about the financial si…
…shall state how they apply to persons and shall take into account the nature and composition of market participants and their use of the contracts being traded. The trading platform manager shall repo…
I. - With a view to recognition as a regulated market, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly t…
…h any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business purposes, article L. 314…
…n who engages in the activity of canvassing for banking or financial services as defined in article L. 341-1 without having obtained a canvassing licence in the case of activity carried out under the…
…ffer of financial securities or the admission of financial securities to trading on a regulated market shall be drafted in French or in another language customary in the sphere of finance in the cases…
I.-A trading venue is a regulated market within the meaning of Article L. 421-1, a multilateral trading facility within the meaning of Article L. 424-1 or an organised trading facility within the mean…
Admission to and continued membership of a regulated market by the market undertaking organising trading on that market are subject to compliance with the rules of that market. The relationship betwee…
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