Article L621-14
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
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Showing 6081–6090 of 63585 articles for “Art. L. 631-7 et L. 631-7-1”
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
I. - If the Autorité de contrôle prudentiel et de résolution, when appointed as coordinator, finds that the regulated entities of a financial conglomerate comply with the requirements referred to in A…
…s financiers, as well as to any expert appointed to an Advisory Board referred to in III of Article L. 621-2, for violating the professional secrecy instituted by Article L. 621-4, subject to the prov…
…request information directly from investment services providers that are members of a regulated market and are not established in France. In such cases, it shall inform the competent authority of the…
I. - When the competent authorities of a Member State or of another State party to the Agreement on the European Economic Area wish, in specific cases, to verify the information relating to an entity…
The Autorité des marchés financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR) shall put in place procedures to enable any person to report to them, including anonymously, t…
…cipates or has participated in the performance of the duties of the Autorité de contrôle prudentiel et de résolution shall be liable to the penalties provided for in Article 226-13 of the French Penal…
…Mayotte, Reunion Island, and the collectivities of Saint-Barthélemy, Saint-Martin and Saint-Pierre-et-Miquelon, the monetary signs that are legal tender and in full discharge of their liabilities are…
…artements d'outre-mer are identical to those laid down for the Banque de France pursuant to Article L. 144-4.
…ed out subject to reciprocity. The obligation of professional secrecy provided for in II of Article L. 621-4 shall not prevent the Autorité des marchés financiers, by way of derogation from the provis…
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