Article L611-3-1
…rawn up by the Minister, approve by decree the codes of conduct that they have drawn up for the marketing of financial instruments referred to in Article L. 211-1, banking transactions mentioned in ar…
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Showing 7641–7650 of 63585 articles for “Art. L. 631-7 et L. 631-7-1”
…rawn up by the Minister, approve by decree the codes of conduct that they have drawn up for the marketing of financial instruments referred to in Article L. 211-1, banking transactions mentioned in ar…
I. - The persons referred to in 1°, a of 2°, 4°, 9° and 10° of A of I of Article L. 612-2 shall notify the Autorité de contrôle prudentiel et de résolution of the appointment and reappointment of the…
…nic money institution must be subject to prior authorisation by the Autorité de contrôle prudentiel et de résolution, a declaration or a notification, depending on the case; 3° The conditions for tran…
…ements relating to good repute and aptitude ;2° The registration procedures provided for in Article L. 523-1.
I.-Police measures ordered by the Autorité de contrôle prudentiel et de résolution shall be published in the official register of the authority when they concern breaches of: 1° the rules intended to…
…on No 716/2009/EC and repealing Commission Decision 2009/78/EC, the Autorité de contrôle prudentiel et de résolution may decide to limit or suspend the exercise of certain operations by that person.
I. - When it considers that the measures that may be taken pursuant to II of Article L. 612-33 are not sufficient to remedy the situation of a credit institution, an investment firm referred to in 2°…
The Autorité de contrôle prudentiel et de résolution shall cooperate closely with the other competent authorities within the meaning of point 40 of paragraph 1 of Article 4 of Regulation (EU) No 575/2…
…n financial instruments held in accounts opened specifically for this purpose under the conditions set out in Article L. 522-17. In the event of the opening of safeguard, reorganisation or liquidation…
…l ensure, insofar as it is concerned, compliance with the requirements referred to in II of Article L. 613-37.It shall endeavour to reach a joint decision with the other competent authorities under th…
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