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Showing 641–650 of 52392 articles for “Art. L211-1”
Financial securities in mandatory registered form may only be traded on a trading platform once they have been placed in an administration account.Financial securities that are not in registered form…
Where the issuer is responsible for maintaining securities accounts or registering securities in a shared electronic recording system and appoints an agent for this purpose, it shall publish the name…
The rules governing the identification of shareholders are set out in Articles R. 228-3 to R. 228-6 of the French Commercial Code.
A central depository shall open accounts for issuers of financial securities admitted to its operations and for intermediaries referred to in Article L. 211-3 who thereby become members.For financial…
Where the securities account is kept by the issuer or the financial securities are entered by the issuer in a shared electronic recording device referred to in the second paragraph of Article L. 211-7…
A central depository may create certificates representing French financial securities that may only circulate abroad. It may delegate this right to a member for a specific issue.
The declaration referred to in article L. 211-4 is made to the undertaking for collective investment, to an intermediary referred to in article L. 211-3 or to a central depository when the registered…
Where a central depository is affiliated to a foreign body of the same type, it has the option, on the one hand, of providing that registered entries of foreign financial securities are made in the na…
Where the units or shares of undertakings for collective investment are in registered form, the registered intermediary is required, within ten business days of the request for identification made pur…
The shared electronic registration system referred to in the second paragraph of Article L. 211-7 is designed and implemented in such a way as to guarantee the recording and integrity of registrations…
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