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Showing 171–180 of 52370 articles for “Art. L511-1”
The Risk Committee advises the Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions on the overall strategy of the credit institution or finance comp…
I. - Where supervision is exercised on the basis of the consolidated financial situation, financial or mixed groups and groups comprising at least one finance company must adopt adequate internal cont…
The Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions and the persons mentioned in article L. 511-13 are required to devote sufficient time to car…
The Appointments Committee provided for in Article L. 511-89 shall identify and recommend to the Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions…
The members of the Risk Committee have the knowledge, skills and expertise to understand and monitor the credit institution's or finance company's strategy and risk appetite.
Where it appears that the situation of a credit institution or finance company so warrants, the Governor of the Banque de France, Chairman of the Autorité de contrôle prudentiel et de résolution, shal…
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions shall monitor the publication and communication process and the quality and reliability of t…
Without prejudice to the remit of the remuneration committee referred to in Article L. 511-102, the risk committee shall examine whether the incentives provided for in the remuneration policy and prac…
The internal control system referred to in the first paragraph of article L. 511-55 includes the functions or other essential or significant operational tasks entrusted to third parties.
The persons referred to in Article L. 511-13 are required to be actively involved in the management of all significant risks incurred by the credit institution or finance company as well as in the val…
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