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Showing 5071–5080 of 26067 articles for “Art. Physical delivery two-event rule”
Without prejudice to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the inve…
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
I.-Portfolio management companies : 1° Put in place rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/20…
Operations carried out in application of the treaty concluded by the company or fund which replaces the organisation exempted from administrative authorisation are considered to be direct insurance op…
Compliance with the provisions of Article L. 310-8 is the responsibility of the approved reinsurer. Insurance contracts underwritten by organisations exempted from administrative approval must indicat…
Authorised reinsurance undertakings may, on the assets side of the balance sheet, allocate to the representation of the provision for outstanding claims corresponding to the transactions referred to i…
…ative authorisation provided for in Article L. 321-1 and are exempted from observing the management rules which would normally be applicable to them where, before commencing their operations, they hav…
For the application of the provisions of Article R. 612-26 of the Monetary and Financial Code, the information and documents relating to the situation of the said undertakings must be made available t…
Undertakings which fall within the scope of this section and which have applied for administrative authorisation are subject to all the control measures instituted by the regulations governing insuran…
…erations may be terminated by decision of the Autorité de contrôle prudentiel et de résolution. The rules applicable for this purpose are those laid down by the regulations in force for the withdrawal…
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