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Showing 5851–5860 of 64661 articles for “Art. R 210-5 and R 210-6”
For each meeting of the Board, the Chairman shall draw up the agenda and the list of members to be convened. If the agenda includes a subject specifically concerning a profession mentioned in Article…
The purpose of the Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) Policy Board is : 1° To ensure better coordination between government departments and supervisory authoritie…
Reasons are given for an unfavourable opinion or an opinion with reservations. In particular, it may be based on the fact that the proposed statutory auditor, or the natural person who has been approa…
The person concerned and the proposed auditor are notified of the unfavourable opinion or the opinion with reservations by letter sent in the manner provided for in Article R. 612-9 . A copy of this o…
The AMF may take into account information about the proposed statutory auditor or, as the case may be, the natural person proposed to perform the assignment, which is sent to it by one of the authorit…
Any person referred to in the first paragraph of Article L. 612-43 must inform the Autorité de contrôle prudentiel et de résolution of the name(s) of the statutory auditor(s) it proposes to appoint or…
Where the Authority intends to issue an unfavourable opinion or a qualified opinion, it shall invite the statutory auditor concerned to comment on the draft opinion within a period of not less than on…
The provisions of articles D. 612-53 to D. 612-57 apply to the appointment and reappointment of Statutory Auditors and Substitute Statutory Auditors, as well as in the event of a change in the natural…
The following market infrastructures are subject to the provisions of Article L. 632-17 :1° Market undertakings that manage a regulated market as defined in Article L. 421-1, or a multilateral trading…
In accordance with article D. 615-3, the Government Commissioners may make recommendations to the body to which they are appointed and may ask it to carry out any inspections or controls it deems nece…
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