Article R532-25
I. When a portfolio management company plans to change any of the factors mentioned in 2°, 5° and 6° of II of Article D. 532-20 or any of the assessment factors communicated to the Autorité des marché…
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Showing 3411–3420 of 67734 articles for “Art. R 221-2 and R 221-3”
I. When a portfolio management company plans to change any of the factors mentioned in 2°, 5° and 6° of II of Article D. 532-20 or any of the assessment factors communicated to the Autorité des marché…
I. - Any portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, wishes for the first time to ma…
The provisions of Articles R. 533-1, R. 612-34, R. 612-36 to R. 612-50 and R. 613-10 to R. 613-23 also apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudenti…
The additional rules provided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
Where the applicant applies for authorisation as an investment firm or credit institution including the right to provide custody account keeping or clearing of financial instruments, the authorisation…
The intermediaries referred to in article R. 519-27 above are required to analyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or prop…
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
Natural persons who direct or manage a participatory finance intermediary must not be subject to any of the incapacities referred to in Article L. 500-1, nor hold a management position in a person sub…
The information referred to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking…
I. - Any person referred to in I of article L. 546-1 shall apply for registration in the register and for entry in the categories referred to in I of article R. 519-4. To this end, it must compile a f…
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