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Showing 9861–9870 of 45549 articles for “Art. R 221-33 to R 221-38”
Votes are counted by the committee provided for in article L. 723-13. The results are announced publicly by the chairman of the committee. The list of elected candidates, drawn up in descending order…
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
Prior to the conclusion of any banking transaction or the provision of any payment service or any preparatory work and advice, the intermediary shall inform the customer, including the potential custo…
I. - Intermediaries must, at the time of subscription, respond truthfully to all requests for information from the credit institution, finance company, payment institution, electronic money institutio…
I. - When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another Sta…
The intermediaries referred to in article R. 519-27 above are required to analyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or prop…
The third party referred to in Article L. 561-7 shall forward without delay to the persons referred to in 1° to 6° of Article L. 561-2 the information gathered in connection with the implementation of…
The provisions of the articles mentioned in the left-hand column of the following table shall apply in New Caledonia, in the wording indicated in the right-hand column of the same table:Applicable art…
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