Article D533-3
The statutory auditors referred to in Article L. 511-38 are appointed by the body of these institutions competent to approve the accounts. They are appointed for six financial years. Their term of off…
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Showing 3321–3330 of 69935 articles for “Art. R 232-1 · Arts. L 821-65 and D 821-185”
The statutory auditors referred to in Article L. 511-38 are appointed by the body of these institutions competent to approve the accounts. They are appointed for six financial years. Their term of off…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
The authorisation granted pursuant to I of Article L. 549-2 shall be notified by the Autorité des marchés financiers to the European Securities and Markets Authority.
For the application of article L. 541-2, financial investment advisers who are natural persons and natural persons with the power to manage or administer legal persons authorised as financial investme…
I. - The civil liability insurance contract taken out by a financial investment adviser pursuant to article L. 541-3 includes cover that takes effect on 1st March for a period of twelve months. The co…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
I. - The only persons who may be assigned to the TRACFIN department, after having received prior authorisation, are public servants and employees made available pursuant to Article 13 of Decree no. 85…
I. - In addition to its Chairman, the Steering Committee comprises the following thirty members:1° From government departments :- the Director General of Customs and Excise or his representative ;- th…
The General Secretary's remuneration, which may be in addition to that provided for in the applicable Staff Regulations, is set by the Chairman after consulting the Vice-Chairman.
The TRACFIN (Traitement du renseignement et action contre les circuits financiers clandestins) department, provided for in Article L. 561-23, is attached to the Minister for the Economy and the Minist…
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