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Showing 5651–5660 of 64913 articles for “Art. R 315-5 and Art. R 315-7 s.”
The portfolio management companies referred to in Article L. 532-9, which provide the investment services referred to in Article L. 321-1 or register the units or shares of the undertakings for collec…
I. - A surety guarantee mechanism is hereby set up to honour, in the event of default by a credit institution or finance company, the surety undertakings required by law or regulation and given by tha…
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation referred to in Article L. 318-1 in the following cases:1° If one or more of the conditions set out in article L. 318…
An order of the Minister for the Economy specifies the terms, deadlines and maximum amount of compensation.In accordance with the terms and conditions laid down in Article L. 313-50 and this Article,…
Except in cases where the user is a natural person acting for non-business purposes, all or part of sections 3 and 4 of this chapter may be waived, with the exception of III of article L. 314-7 and I…
Any natural or legal person authorised to carry out banking or financial canvassing activities must be able to provide evidence at all times of the existence of an insurance policy covering it against…
The rules of the multilateral trading facility shall lay down the conditions for admission to membership of the facility, based on objective criteria, in a transparent and non-discriminatory manner. W…
The Autorité des marchés financiers shall propose to recognise the status of regulated market only if it is satisfied that the persons referred to in Article L. 421-7 are of sufficiently good repute,…
The operator of a trading venue shall ensure that its rules on collocation services are transparent, fair and non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (…
The agents referred to in articles L. 511-3 and L. 511-21 of the French Consumer Code are authorised to investigate and record the offences referred to in articles L. 353-1 and L. 353-2 of this Code,…
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