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Showing 5891–5900 of 64913 articles for “Art. R 315-5 and Art. R 315-7 s.”
Market undertakings and their appointments committees shall call on a wide range of qualities and skills when recruiting the persons referred to in article L. 421-7 and, to this end, shall implement a…
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
I. - Payment institutions providing the payment service referred to in 7° of II of article L. 314-1 must, at the time of authorisation, have professional civil liability insurance covering the territo…
The Autorité de contrôle prudentiel et de résolution shall notify the Conseil de résolution unique of any additional capital requirements in accordance with Article L. 533-4-4 and any expected adjustm…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment services providers other than portfolio management companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, i…
No variable remuneration is paid to the persons mentioned in 1° and 2° of Article L. 533-25 within an investment firm benefiting from exceptional public financial support. Variable remuneration paid t…
Lawyers and the persons mentioned in 18° of Article L. 561-2 may provide each other with information gathered for the purposes of implementing Articles L. 561-5, L. 561-5-1, L. 561-6, and L. 561-9 to…
I. - When the Autorité de contrôle prudentiel et de résolution is consulted by the authority of another Member State of the European Union or party to the Agreement on the European Economic Area, resp…
A decree in the Conseil d'Etat shall specify the terms and conditions for the application of this sub-section.
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