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Showing 7191–7200 of 64913 articles for “Art. R 315-5 and Art. R 315-7 s.”
I. - Where a credit institution, an investment firm or a parent undertaking established in a non-EU Member State has in France and in at least one other EU Member State a subsidiary or branch consider…
Where the resolution college exercises the powers provided for in this section at group level, it shall coordinate the exchange of all relevant information between the resolution authorities. In parti…
A Secretary General is responsible for the operation and coordination of the departments under the authority of the Chairman.The staff of the AMF is made up of public-sector employees under contract a…
The Autorité des marchés financiers shall collect the proceeds of the fees established in Article L. 621-5-3. A decree in the Conseil d'Etat shall set the compensation system for its members, its acco…
I.- The duties and contributions mentioned in article L. 621-5-3 are liquidated, authorised and recovered according to the procedures laid down for the revenues of the State's public administrative es…
I.-The Chairman of the Autorité des marchés financiers shall send a formal notice, by any means capable of establishing the date of receipt, to the following operators: 1° Operators and natural or leg…
It is punishable by the penalties laid down in Article 226-13 of the Criminal Code for the directors or officers of the persons mentioned in Article 16 of Regulation (EU) No 596/2014 of the European P…
Subject toArticle L. 225-106 of the Commercial Code, the registered intermediary referred to in Article L. 211-4 (3) may, under a general securities management mandate, transmit a shareholder's vote o…
The AIF's annual report is published no later than six months after the end of the financial year. However, when the AIF publishes an annual financial report in accordance with I of article L. 451-1-2…
The funds referred to in Article D. 214-80 shall send subscribers an information letter within the same timeframe as that applicable to the annual report. This letter shall present, for each fund and,…
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